SOP Guide for Pharma

Clinical Studies: SOP for Documentation and Record-Keeping

Standard Operating Procedure for Record-Keeping in Clinical Research

Purpose

This SOP establishes the procedures for documentation and record-keeping in clinical trials and clinical studies. The goal is to ensure the maintenance of accurate, complete, and up-to-date records in compliance with regulatory requirements and Good Clinical Practice (GCP) standards.

Scope

This SOP applies to all personnel involved in documentation and record-keeping activities, including principal investigators, clinical research coordinators, data managers, and other study team members.

Responsibilities

  • Principal Investigator (PI): Ensures that documentation and record-keeping comply with the study protocol and regulatory requirements.
  • Clinical Research Coordinators: Maintain study records and source documentation according to regulatory and institutional standards.
  • Data Managers: Manage data-related records and ensure data integrity and accuracy.

Procedure

  • Record-Keeping:
    • Maintain accurate and complete records of all study activities, including participant recruitment, consent, and data collection.
    • Ensure that records are kept in an organized manner and easily accessible for review.
    • Maintain source documentation that supports study data and activities.
  • Documentation:
    • Document all study procedures, events, and observations in case report forms (CRFs) and other study documents.
    • Record deviations from the study protocol and report them according to regulatory requirements.
    • Document adverse events and safety monitoring activities.
    • Ensure that all documentation is signed, dated, and authenticated as required.
  • Data Management and Storage:
    • Maintain data logs and ensure the security and confidentiality of
study data.
  • Store electronic records in secure systems with appropriate access controls.
  • Archive records in compliance with regulatory and institutional requirements.
  • Quality Control and Assurance:
    • Conduct regular audits and checks to verify the accuracy and completeness of records.
    • Correct any errors or discrepancies in records promptly and document the corrections.
  • Record Retention:
    • Retain study records according to regulatory requirements and institutional policies.
    • Archive records in a secure and accessible location for the required retention period.
  • Abbreviations Used

    • SOP: Standard Operating Procedure
    • PI: Principal Investigator
    • GCP: Good Clinical Practice
    • CRF: Case Report Form

    Documents

    • Study records (e.g., recruitment, consent, data collection)
    • Case report forms (CRFs)
    • Source documentation
    • Data logs and storage records
    • Quality control and assurance reports

    References

    • Regulatory guidelines (e.g., FDA, EMA, ICH-GCP)
    • Institutional policies and procedures

    SOP Version

    Version: 1.0

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